Compliance law job offers in hong kong

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  • Compliance Analyst, 6 months FTC

    new Hong Kong, Hong Kong

    ...As part of this commitment, Jefferies will extend reasonable accommodations to individuals with disabilities, as required by applicable law. J-18808-Ljbffr
    8 h 53 minutes ago in Jobleads

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  • Senior Compliance Manager, Equities Compliance

    new Hong Kong, Hong Kong

    Senior Compliance Manager, Equities Compliance Join to apply for the Senior Compliance Manager, Equities Compliance role at CLSA This senior Compliance...
    8 h 54 minutes ago in Jobleads

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  • Compliance Officer, Legal & Compliance

    new Hong Kong, Hong Kong

    15 months+ salary per annum Assist to review and approve marketing materials 1-2 years of compliance or relevant experience Responsibilities Assist to review...
    8 h 57 minutes ago in Jobleads

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  • VP, Regulatory Compliance, Markets & Operations

    new Hong Kong, Hong Kong

    ...derivatives and commodities market; regulatory technology to assist in regulatory compliance and solutions. Experience in regulatory, inspections and/or
    8 h 53 minutes ago in Jobleads

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  • Compliance Officer/Manager for Asset Management

    new Hong Kong, Hong Kong

    About the job Compliance Officer/Manager for Asset Management Job Summary: A global PE firm is hiring a compliance manager based in Hong Kong, or Singapore...
    8 h 49 minutes ago in Jobleads

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  • Compliance VP / Director - Asset Management

    new Hong Kong, Hong Kong

    A financial institution is looking for a compliance professional who is familiar with SFC license types 1, 4, 9 compliance matters to join their team. Job...
    9 h 2 minutes ago in Jobleads

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  • Associate, Regulatory Compliance, Corporate Bank

    new Hong Kong, Hong Kong

    Overview A leading foreign corporate bank is currently seeking an Associate, Regulatory Compliance to join their compliance department to provide...
    8 h 53 minutes ago in Jobleads

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  • Senior Compliance Manager (Personal Banking Compliance)

    new Hong Kong, Hong Kong

    Responsibilities Lead and manage the personal banking compliance advisory team to provide pragmatic advice to business units (including retail banking)...
    8 h 46 minutes ago in Jobleads

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  • Senior Compliance Officer, General Compliance

    new Hong Kong, Hong Kong

    ...on‑going SFC reporting matters Handle staff dealing review and monitoring Maintain and update stock restricted list and watch lists Conduct in‑house compliance...
    8 h 58 minutes ago in Jobleads

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  • Senior Compliance Officer, General Compliance

    new Hong Kong, Hong Kong

    ...on-going SFC reporting matters Handle staff dealing review and monitoring Maintain and update stock restricted list and watch lists Conduct in-house compliance...
    8 h 54 minutes ago in Jobleads

    Report
  • Legal and Compliance Director - Export Control

    new Hong Kong, Hong Kong

    ...compliance‑related matters; able to manage complex regulatory scenarios. Demonstrates excellent project management, communication, and cross‑functional...
    9 h ago in Jobleads

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  • Compliance Officer / Assistant (Fresh Graduate Welcome)

    new Hong Kong, Hong Kong

    ...do you have as a compliance officer? Do you have experience in administration? How would you rate your English language skills? Featured jobs #J-18808-Ljbffr
    8 h 54 minutes ago in Jobleads

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  • Associate, Regulatory Compliance, Corporate Bank

    new Hong Kong, Hong Kong

    A leading foreign corporate bank is currently seeking an Associate, Regulatory Compliance to join their compliance department to provide high-quality advice...
    8 h 42 minutes ago in Jobleads

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  • Senior Compliance Manager (Personal Banking Compliance)

    new Hong Kong, Hong Kong

    Senior Compliance Manager (Personal Banking Compliance) Lead and manage the personal banking compliance advisory team to provide pragmatic advice to business...
    8 h 53 minutes ago in Jobleads

    Report
  • VP, Business Legal and Compliance, IBG and GTS

    new Hong Kong, Hong Kong

    Job Description. VP, Business Legal and Compliance, IBG and GTS (WD77452) Job Description VP, Business Legal and Compliance, IBG and GTS. (WD77452) Business...
    8 h 47 minutes ago in Jobleads

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  • Compliance Manager (SFC Licensed Corp)

    new Hong Kong, Hong Kong

    Senior Compliance Manager Valuable Capital Limited, Sheung Wan, Central and Western District, Hong Kong Responsibilities: Advise department heads and...
    8 h 49 minutes ago in Jobleads

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  • Compliance Officer (Hong Kong based)

    new Hong Kong, Hong Kong

    Responsibilities The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise...
    8 h 44 minutes ago in Jobleads

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  • Assistant Manager (Legal & Regulatory Compliance)

    new Hong Kong, Hong Kong

    The Company A stable financial market infrastructure institution is hiring a Legal & Regulatory Compliance Assistant Manager. Major Responsibilities Assist...
    9 h ago in Jobleads

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  • Officer Trainee (Legal & Compliance Department)

    new Hong Kong, Hong Kong

    ...on statutory and regulatory requirements. Handle any ad-hoc tasks and administrative tasks of the department. Requirements Bachelor’s degree or above in Law...
    8 h 53 minutes ago in Jobleads

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  • Investment Compliance Manager - 12 Months Contract

    new Hong Kong, Hong Kong

    Overview Join Allianz Global Investors as Investment Compliance Manager. 12 Months Contract in Singapore within the Investment Compliance team. The...
    8 h 44 minutes ago in Jobleads

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  • Compliance Strategy & Operations Specialist

    new Hong Kong, Hong Kong

    Compliance Strategy & Operations Specialist OSL Pay is seeking a proactive and detail-oriented Compliance Strategy & Operations Specialist to support the...
    8 h 53 minutes ago in Jobleads

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  • Investment Compliance Manager - 12 Months Contract

    new Hong Kong, Hong Kong

    ...in the financial industry with a focus in asset management, namely in governance functions such as Legal & Compliance, Risk Management and/or Internal Audit,
    8 h 54 minutes ago in Jobleads

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  • Compliance Manager - HK-based (Fintech)

    new Hong Kong, Hong Kong

    ...compliance programs. Proficiency in English and Cantonese is essential. In-depth knowledge of AML/CFT ordinances and cross-border reporting regulations is...
    8 h 48 minutes ago in Jobleads

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  • Assistant Manager/Officer-Compliance Department

    new Hong Kong, Hong Kong

    ...management and policy issuance management. Conduct internal control effectiveness assessment, regulatory information reports, and other compliance-related...
    8 h 59 minutes ago in Jobleads

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  • Compliance Manager (SFC-authorized public funds)

    new Hong Kong, Hong Kong

    Act as the primary compliance advisor on Hong Kong regulatory requirements (e... SFO, SFC Codes & Guidelines, FMCC, UT Code, OFC Code, Code of Conduct, PI...
    8 h 53 minutes ago in Jobleads

    Report
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