159 compliance officer job offers
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Electronic Trading Compliance Officer - Hong Kong (6 month...
new Hong Kong, Hong Kong
What's the role: An outstanding new opportunity has arisen for an experienced Compliance advisory professional to join the APAC Compliance team under a...
8 h 28 minutes ago in JobleadsReport -
Electronic Trading Compliance Officer - Hong Kong (6 month...
new Hong Kong, Hong Kong
Location Hong Kong Business Area Legal, Compliance, and Risk Reference # 10048--- Key Skills Strong understanding of financial regulations Ability to...
8 h 15 minutes ago in JobleadsReport -
Junior Responsible Officer – Compliance Lead (Type 1/4/9)
new Hong Kong, Hong Kong
A financial services firm in Hong Kong is looking for a Responsible Officer (Junior Position) to oversee Type 1, 4, and 9 regulated activities, ensuring...
8 h 16 minutes ago in JobleadsReport -
Senior Responsible Officer, SFC Type 1 | Compliance Leader...
new Hong Kong, Hong Kong
...along with fluency in English and Cantonese or Mandarin. This role involves ensuring adherence to regulations and monitoring trading compliance. J-18808-Ljbffr
8 h 14 minutes ago in JobleadsReport -
Senior Responsible Officer – SFC Type 1 & 9 Compliance
new Hong Kong, Hong Kong
A financial services firm in Hong Kong is seeking a Responsible Officer to supervise SFC Type 1 & 9 regulated activities. This role requires managing...
8 h 25 minutes ago in JobleadsReport -
Senior Responsible Officer, SFC Type 4/9 – Ops & Compliance...
new Hong Kong, Hong Kong
A financial group in Hong Kong is seeking a high-calibre Responsible Officer to oversee SFC Type 4 & 9 regulated activities. This role requires extensive...
8 h 13 minutes ago in JobleadsReport -
SFC Type 1 Responsible Officer — Compliance & RegTech Lead
new Hong Kong, Hong Kong
A financial technology firm in Hong Kong is seeking a Responsible Officer to ensure compliance with the SFC regulations. This role involves overseeing core...
8 h 21 minutes ago in JobleadsReport -
Senior Officer/ (Supervision) - Investment Compliance...
new Hong Kong, Hong Kong
The Job To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing...
8 h 18 minutes ago in JobleadsReport -
Compliance Product Senior Officer, Electronic Trading Group...
new Hong Kong, Hong Kong
Responsibilities: Designing, developing, delivering and maintaining best‑in‑class Compliance, programs, policies and practices for ICRM. Translates ICRM...
8 h 12 minutes ago in JobleadsReport
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